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Home » All, Guest Articles, Health, Pathway 2 "Engagement / Flow", Positive Feelings, Resilience

Balance and Health: How do positive emotions lead to good health?

By Wayne Jencke on October 7, 2008 – 3:02 pm  15 Comments

Wayne Jencke is the product development manager of Innate Intelligence, an Australian based business that specialises in resilience programs based on Realistic Mindfulness. His ACCEPTional(TM) Resilience coaching and workshops use Resilience Builder(TM) software that provides real-time feedback on levels of mindfulness. His programs are now delivered by affiliates throughout the Asia Pacific, Europe and the United States.



The 7th is usually Kathryn Britton’s day. Her article will appear on the 9th this month.


 
Balance ScalesThere are numerous studies linking positive emotions to improved health outcomes (Steptoe & Wardle, 2005). Several researchers are speculating that the pathway might be the autonomic nervous system (ANS) (Thayer & Ruiz-Padial, 2006). The ANS is responsible for managing homeostasis in the body. It consists of two major parts – the sympathetic nervous system (SNS) which generally increases the activity of organs within the body (eg increases the heart rate) and the parasympathetic nervous system (PNS) which has the opposite effects to the SNS (eg slows the heart rate ). A useful analogy is that the SNS acts like the accelerator on your car and the PNS like the brakes.

Autonomic Nervous SystemIn healthy human beings the two parts of the autonomic nervous system work synergistically. The PNS is the most dynamic part of the ANS and tends to respond more quickly than the SNS (Porges, 2001). For example when confronted with a stressor, the PNS decreases in activity which allows the SNS to dominate. This activates the so called stress response (“fright, fight or flight”). When the stressor has passed the PNS increases in activity and calms the body restoring it to its normally balanced state. Consequently the PNS is commonly called the calming or relaxation response.

However for various reasons (eg aging, lack of sleep, chronic stress and lack of exercise) the activity of the PNS can decrease which results in SNS dominance. This impacts the body’s ability to function optimally, which can in turn result in physical illness (Masi et al, 2006).

Car brake systemPNS activity is also predictive of emotional health –in particularly the ability to regulate emotions in a healthy and appropriate manner (Appelhans & Luecken, 2006). Lower levels of PNS are associated with depression (Chambers & Allen, 2002), anxiety (Friedman & Thayer, 1993), aggression (Beauchaine et al, 2007) defensiveness (Movius & Allen, 2005), post traumatic stress disorder (Hopper et al, 2006) and hostility (Virtanen et al, 2003). Perhaps when we refer to a “nervous breakdown” we are literally referring to a breakdown (failure of the brakes) in the PNS.

Higher levels of PNS are associated with psychological resilience. For example children with higher levels of PNS are less likely to be effected by marital conflict (Katz & Gottman, 1997). Similarly a longitudinal study found that British Civil servants with higher levels of the PNS are more resilient to stress (A. Britton et al, 2008).

CommunityThere is also evidence that positive emotions are associated with higher levels of PNS activity. Some of the earliest research by Barbara Fredrickson found that positive emotions resulted in quicker heart rate recovery after people had been exposed to film clips that aroused negative emotions (Fredrickson & Levenson, 1998). New research from Barbara’s Positive emotion and Psychophysiology (PEP) Lab has found that PNS is related to positivity and social connectedness (Kok & Fredrickson, no date). Not surprisingly asking people to recall an experience where they felt gratitude results in higher levels of PNS (McCraty et al, 1995). And higher levels of PNS are associated with spirituality (Berntson et al, 2008).

Walking a dogThere are a number of interventions that increase PNS activity, especially effective stress management techniques such as exercise (Sandercock et al, 2005), tai chi (Lee et al, 2002), meditation (Takahashi et al, 2005), massage (Delaney et al, 2002) and yoga (Khattab et al, 2007) – as does consuming fish oil (Holguin et al, 2005). And for some reason walking a dog increases PNS more than walking by yourself (Mattok et al, 2006).

There is also PC based software that teaches you to breathe in an optimal way to increase PNS (Lehrer et al, 2003). The software has been effective in treating depression (Karavides et al, 2007), asthma (Lehrer et al, 2007), fibromyalgia (Hassett et al, 2007), anger and anxiety (Reiner, 2008).

Blood Pressure MeasurementThe software also appears to be sensitive to a persons emotional state. The software is my preferred coaching tool as it takes all the guess work out of identifying what activates a persons positive emotions – particularly the most powerful positive emotion called contentment (Gilbert et al, 2008). This shouldn’t be surprising given that the software is measuring instantaneous levels of the calming response. I have also made the following empirical observations about factors that increase PNS (as measured by the software):

  • Engaging in flow activities
  • Resolving a problem
  • Practicing mindfulness
  • Reflecting on activities that align with values/strengths
  • Engaging in an active constructive conversation

We all talk about living more balanced lives – beyond the metaphor perhaps we are referring to a balanced autonomic nervous system that allows us to respond to (and recover from) life’s inevitable challenges.

References

Appelhans, B.M., Luecken, L J. (2006). Heart rate variability as an index of regulated emotional responding. Review of General Psychology, 10(3), 229-240.

Beauchaine, T.P., Gatze-Kopp, L., & Mead, H.K. (2007). Polyvagal theory and developmental psychopathology: Emotion dysregulation and conduct problems from preschool to adolescence. Biological Psychology, 74, 174-184.

Berntson, G.G. , Norman, G.J. , Hawkley, L.C. (2008) Spirituality and autonomic cardiac control. Annals of Behavioural Medicine, 35(2), 198-208.

Britton, A., Singh-Manoux, A., Hnatkova, K., Malik, M., Marmot, M.G., & Shipley, M. (2008). The association between heart rate variability and cognitive impairment in middle-aged men and women: The Whitehall II cohort study. Neuroepidemiology 31 (2), 115-121.

Chambers A.S. & Allen, J.B. (2002). Vagal tone as an indicator of treatment response in major depression. Psychophysiology, 39, 861-864.

Delaney, J.P., Leong, K.S., Brodie, D. (2002). The short term effects of myofascial trigger point massage therapy on cardiac autonomic tone in healthy subjects. Journal of Advanced Nursing, 37(4), 364-71.

Fredrickson, B., Levenson, R. (1998). Positive emotions speed recovery from cardiovascular sequelae of negative emotions. Cognition and Emotion, 12, 191-220.

Gilbert, P., McEwan, K., Mitra, R., Franks, L., Richter, A., & Rockliff, H. (2008). Feeling safe and content: A specific affect regulation system? Relationship to depression, anxiety, stress, and self-criticism. Journal of Positive Psychology, 3(3), 182-191.

Hassett, A. L., Radvanski, D. C., Vaschillo, E. G., Vaschillo, B., Sigal, L. H., Karavidas, M. K., et al. (2007). A pilot study of the efficacy of heart rate variability (HRV) biofeedback in patients with fibromyalgia. Applied Psychophysiology and Biofeedback, 32, 1–10.

Holguin, F., Téllez-Rojo, M.M., Lazo, M., Mannino, D., Schwartz, J., Hernández, M., Romieu, I. (2005). Cardiac autonomic changes associated with fish oil vs soy oil supplementation in the elderly. Chest, 127 (4), 1102-1107.

Hopper, J.W., Spinazzola, J., Simpson, W.B., Van Der Lol., B.A. (2006), Preliminary evidence of parasympathetic influence on basal heart rate in post traumatic stress disorder. Journal of Psychosomatic Research, 60, 83-90.

Karavidas, M. K., Lehrer, P. M., Vaschillo, E., Vaschillo, B., Marin, H., Buyske, S., et al. (2007). Preliminary results of an open-label study of heart rate variability biofeedback for the treatment of major depression. Applied Psychophysiology and Biofeedback, 32, 19–30.

Katz, L.F. & Gottman, J.M. Buffering children from marital conflict and dissolution (1997). Journal of Consulting and Clinical Child Psychology, 26(2), 157-171.

Khattab, K., Khattab, A.A., Ortak, J., Richardt, G., Bonnemeier, H.(2007). Iyengar Yoga increases cardiac parasympathetic nervous modulation among healthy yoga practitioners. Evidence-based Complementary and Alternative Medicine 4(4), 511-517.

Kok, B. E. & Fredrickson, B. L. (no date). The process of other-focus: Evidence for a psychophysiological model. Retrieved October 3, 2008 from http://www.bethanykok.com/BEK_APS_5_23_08.pdf

Lee, M.S., Huh, H.J., Kim, B.G., Ryu, H., Lee, H.S., Kim, J.M., Chung, H.T. (2002). Effects of Qi-training on heart rate variability. American Journal of Chinese Medicine, 30(4), 463-70.

Lehrer, P. M., Vaschillo, E., Vaschillo, B., Lu, S.-E., Eckberg, D. L., Edelberg, R., et al. (2003). Heart rate variability biofeedback increases baroreflex gain and peak expiratory flow. Psychosomatic Medicine, 65, 796–805.

Lehrer P.M., Vaschillo E, Vaschillo B, et al. (2004) Biofeedback treatment for asthma. Chest, 126, 352 – 61.

Masi, C.M., Hawkley,L.C., Rickett, E.M., Cacioppo, J.C. (2006). Respiratory sinus arrhythmia and diseases of aging: Obesity, diabetes mellitus, and hypertension. Biological Psychology, 74 (2), 212-223.

Mattok, M., Koike. H., Yokoyama, T., Kennedy, N.L. (2006). Effect of walking a dog on autonomic nervous system activity in senior citizens. Medical Journal of Australia, 184(2), 60-62.

McCraty, R., Atkinson, M. Willer, W.A. Rein, G. Watkins, A.D. (1995), The effects of emotions on short-term power spectrum analysis of heart rate variability. American Journal of Cardiology, 76 (14), 1089-1092.

Movius, H.L., Allen, J.N. (2005). Cardiac vagal tone, defensiveness and motivational style. Biological Psychology, 68, 147-162.

Porges, S.W. (2001). The polyvagal theory: Phylogenetic substrates of a social nervous system. International Journal of Psychophysiology, 42, 123–146.

Reiner, R. (2008). Integrating a Portable Biofeedback Device into Clinical Practice for Patients with Anxiety Disorders: Results of a Pilot Study. Applied Psychophysiology Biofeedback 33, 55–61.

Sandercock, G.R., Bromley, P.D., Brodie, D.A. (2005). Effects of exercise on heart rate variability: Inferences from meta analysis. Medical Science Sports Exercise, 37(3), 433-439.

Steptoe, A. & Wardle, J. (2005). Positive affect and biological function in everyday life. Neurobiology of Aging, 26, S108-S112.

Takahashi, T., Murata, T., Hamad, T. Omoria, M. Koska, H, Kikuchi, M, Yoshida, H., Wada, Y. (2005). Changes in EEG and autonomic nervous system activity during meditation and their association with personality traits. International Journal of Psychophysiology, 55, 199-207.

Thayer, J.F. & Ruiz-Padial, E. (2006). Neurovisceral integration, emotions and health: An update. International Congress Series, 1287, 122-127.

Virtanen, R., et al. (2003). Anxiety and hostility are associated with reduced baroreflex sensitivity and increased beat-to-beat blood pressure variability. Psychosomatic Medicine, 65(5), 751–756.

Images

Autonomic nervous system

Pushing on the brake

Walking a dog

15 Comments »

  • Excellent article. Acquiring precise knowledge in the social sciences is difficult – the challenge of measuring and applying mathematics to concepts like happiness, life satisfaction, meaning, positivity, social connectedness, depression, anxiety, aggression, or defensiveness. Relating some of these concepts to biological processes is very promising, as they are then rooted in the physical, and so are more easily studied with the precision that math-based scientific methods such as those that have been so successful in the physical sciences.

    The article mentioning stressors, resilience, and various risk factors reminded me that I have a free resource to offer: a simulation that can be used in classrooms to teach about cumulative risk and resilience in adolescence. It’s fun and provides good illustrations of complex issues. You can find it at my old web site at http://www.wright-house.com/psychology/risk/

  • Wayne,

    This article will be a great resource to all of us when we want to point out the value of positive emotions. You have such a wealth of references, and you make the connection between emotion and the body so vividly. Thanks for contributing, and I’m eager to see follow-on articles.

    Kathryn

  • waynej says:

    Dr Steve Wright, thanx for the feedback.

    More and more psychology is moving to psychophysiological/neurological measures. Barbara Fredricksons PEP lab is a classic example of this.

    I suspect that the software that I use will be the norm in 5 years?

  • waynej says:

    Kathryn, thanx for the opportunity.

    I hope the PP community are able to use the references tin their work

    Enjoy!!!!!!!!!!

  • Brilliant article, Wayne!

    It is very encouraging to find even more concrete validation for the mind-body connection. Your conclusion is also as tasteful as it is appropriate and with the wealth of references you have to back it up, I would dare anyone to contradict it!

    Thank you for this highly valuable contribution.

    Sincerely,

    MarieJ

  • SteveM says:

    A primary physiological phenomenon associated with PNS management is something called Heart Rate Variability (HRV). A Google search will turn up a ton of hits that explain the effect in detail. Conditioning your heart rate variability is pretty simple. It is really just respiration rate management.

    As Wayne mentioned, there are several hardware and software biofeedback systems designed to train up on HRV. They tell you when HRV is in the proper range.

    One popular system is called emWave Personal Stress Reliever. It’s a simple box that provides audio feedback.

    The other popular system is something called Journey of Wild Divine. I bought that and use it. It’s a PC-based system that has a very nice sensing unit called a Lightstone. However, the software that comes with it has a very elaborate, New Agey storyline. And that turned out to be a little too hokey for me personally. I bought a third party HRV software package called Particle Editor. And that works just fine for someone who is more clinical about the training process.

    Unfortunately, you can’t buy just the Lightstone sensing unit from Wild Divine,. However there is an open source effort in place to develop alternative software for the Lightstone unit. So other HRV tracking software will probably be available downstream.

    The HRV technique actually does work. High HRV and a foul mood are physiologically disjoint. You can’t experience both of them simultaneously. In fact, you can’t even hurry to get someplace. High HRV induces a kind insistence on mind and body calmness. And when you fall into the “zone”, your thinking is relaxed and sanguine. So once you train up on the technique and are able to engage in respiration rate management unconsciously, you can effectively shut out bad vibes. But it takes practice like speed reading.

    The two systems above are less than 200 bucks at Amazon. There are clinical systems available, including ones that use neuro-feedback. But they are significantly more expensive. A web search on HRV systems will dump out other products that you may be interested in.

    SteveM

  • The best antidotes to stress that I have found are laughter and Iyengar yoga, which I have practiced for over 10 years. I believe the great strengths of Iyengar Yoga are that the teachers are very highly trained and tested, and that BKS Iyengar devoted a lot of his time, expertise and genius to developing the therapeutic use of yoga for various physical and mental ailments. I have used Iyengar yoga for stress relief, and also to heal a bad back.
    Deborah Rummelhart, author of Where Are My Ankles? How Iyengar Yoga Rescued Me From Stress, Fear and a Very Bad Back. Read sample chapters and get a coupon for a free yoga class honored at 45 yoga studios nationwide at http://www.funnypath.com

  • waynej says:

    SteveM, as you said there are a number of of software packages available. Like you I found most of them a little bit too “new agey” and consequently found them unsuitable for my corporate work. I’ve had a piece of medical software modified and have had a number of training features included – for example a breathing pacer, visual and auditory anchoring

    Corporates love the software because it makes an intangible concept like resilience measurable.

  • waynej says:

    Deborah, I agree with you about yoga being a great way to manage stress. The breathing and muscle tensing/relaxing that are inherent in yoga practice are very simple ways to boost PNS activity – that’s one of the main reasons they work.

    We just finished running a workshop for yoga instructors in Australia where we taught them them how to maximize PNS activity as part of their yoga classes.

  • waynej says:

    Thanx MarieJ – the reseach on PNS is in its early days yet but it does show promise.

  • John Styffe says:

    “Wayne – Great article. I have been using HRV as part of my HeartSmartR program (http://www.neurofeedback.org/programs/heartsmart.html) for several years now to successfully help people to move forward. I will include this article as a reference for our HeartSmart coaches and clients.

    John

  • waynej says:

    John, can you tell me more about your heartsmart program

  • waynej says:

    SteveM, I would like to know more about how you use HRV. Proably a dialogue best held outside this website. My contact details are at http://www.i-i.com.au

  • John Styffe says:

    Hi Wayne

    Alyce Green in her book Beyond Biofeedback wrote “Occassionally I had heard half-joking remarks about researchers in biofeedback sounding like snake-oil salesmen. It didn’t bother me until one of our own doctors cautioned against the concept of biofeedback as a panacea. Then I gave it serious thought. Why did biofeedback prove helpful in the treatment of so many and varied disorders? Suddenly I realized that it isn’t biofeedback that is the ‘panacea’–it is the power within the human being to self-regulate, self-heal, re-balance. Biofeedback does nothing to the person; it is a tool for releasing that potential.”

    This is what I realized- that biofeedback is a great “tool”. I felt that there needed to be a program that the biofeedback could be incorporated into – to speed up a healing process. It is a simple step process that is based upon practical experience. Our HeartSmart coaches need to have at least 5 years experience in working with people before we train them. The coaches need their own practical experience.It is a simple program but one that does take effort.

    John

  • Wayne,

    I’m just now getting a chance to read your article and comments on it. What an interesting concept! I really appreciate the legitimizing research you point to that supports the use of the software you use. I look forward to being exposed to such software, and I’m really glad you posted an article on PPND.

    Best wishes,
    Kirsten

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